Compliance Audit Item Generation Overview
Compliance audit items represent specific requirements extracted from regulatory documents. Traditionally, IT auditors manually interpret policies to derive these items - a process requiring deep analysis of each clause to convert them into actionable audit points. After generation, auditors must define compliance procedures and evidence requirements for each item.
To enhance efficiency, the platform provides two automated generation methods:
1. Keyword-based Audit Item Generation
2. Semantic-based Audit Item Generation
Compared to manual processes, these automated approaches reduce generation timelines by over 95%.
Audit Item Generation Capabilities
Keyword-based Generation
The platform's automated task analyzes policy documents using predefined keyword sets. Matching clauses are automatically saved as audit items with established mapping relationships to source documents.
Select a policy document and click "Auto-generate Audit Items" under Quick Actions to initiate automated compliance audit item generation.
Semantic-based Generation
Leveraging AI models, the platform intelligently interprets policy semantics to identify and decompose compliance requirements into audit items.
Activate the "Generate Audit Items" AI agent within document content fields to enable intelligent decomposition.
